UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. )*

 

Restoration Robotics, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

 

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

1

Names of Reporting Persons.
Alloy Ventures 2002, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,668,269 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,668,269 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,668,269 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.8% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller”, and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

 (2)   The shares are held by 2002 Ventures. GP 2002 serves as the sole general partner of 2002 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

2



 

 

1

Names of Reporting Persons.
Alloy Partners 2002, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
45,041 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
45,041 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
45,041 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
0.2% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller”, and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

 (2)   The shares are held by 2002 Ventures. GP 2002 serves as the sole general partner of 2002 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

3



 

 

1

Names of Reporting Persons.
Alloy Ventures 2002, LLC

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,713,310 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,713,310 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,713,310 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.9% (3)

 

 

12

Type of Reporting Person*
OO

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin Hanafi and Hunkapiller, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   Includes 1,668,269 shares held by 2002 Ventures and 45,041 shares held by 2002 Partners.  GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

4



 

 

1

Names of Reporting Persons.
Alloy Ventures 2005, L.P.

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,713,317 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,713,317 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,713,317 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.9% (3)

 

 

12

Type of Reporting Person*
PN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller”, and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

 (2)   The shares are held by 2005 Ventures. GP 2005 serves as the sole general partner of 2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

5



 

 

1

Names of Reporting Persons.
Alloy Ventures 2005, LLC

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,713,317 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,713,317 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,713,317 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.9% (3)

 

 

12

Type of Reporting Person*
OO

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller”, and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   The shares are held by 2005 Ventures. GP 2005 serves as the sole general partner of 2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

6



 

 

1

Names of Reporting Persons.
Craig Taylor

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0

 

6

Shared Voting Power
3,426,627 shares of Common Stock (2)

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
3,426,627 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,426,627 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
11.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   Includes (i) 45,041 shares held by 2002 Partners; (ii) 1,668,269 shares held by 2002 Ventures; and (iii) 1,713,317 shares held by 2005 Ventures.  GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners;.  GP 2005 serves as the sole general partner of Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

7



 

 

1

Names of Reporting Persons.
John Shoch

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
3,426,627 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
3,426,627 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,426,627 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
11.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   Includes (i) 45,041 shares held by 2002 Partners; (ii) 1,668,269 shares held by 2002 Ventures; and (iii) 1,713,317 shares held by 2005 Ventures.  GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners.  GP 2005 serves as the sole general partner of Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by Ventures.

(3 This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

8



 

 

1

Names of Reporting Persons.
Douglas Kelly

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
3,426,627 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
3,426,627 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,426,627 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
11.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   Includes (i) 45,041 shares held by 2002 Partners; (ii) 1,668,269 shares held by 2002 Ventures; and (iii) 1,713,317 shares held by 2005 Ventures.  GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners.  GP 2005 serves as the sole general partner of Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

9



 

 

1

Names of Reporting Persons.
Tony Di Bona

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
California, United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
3,426,627 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
3,426,627 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,426,627 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
11.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)   This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)   Includes (i) 45,041 shares held by 2002 Partners; (ii) 1,668,269 shares held by 2002 Ventures; and (iii) 1,713,317 shares held by 2005 Ventures.  GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin, and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners.  GP 2005 serves as the sole general partner of Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by Ventures.

(3)   This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

10



 

 

1

Names of Reporting Persons.
Daniel Rubin

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
3,426,627 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
3,426,627 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
3,426,627 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
11.8% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)           This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)           The shares are held by 2005 Ventures. GP 2005 serves as the sole general partner of 2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

(3)           This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

11



 

 

1

Names of Reporting Persons.
Ammar Hanafi

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0

 

6

Shared Voting Power
1,713,317 shares of Common Stock (2)

 

7

Sole Dispositive Power
0

 

8

Shared Dispositive Power
1,713,317 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,713,317 shares of Common Stock (2)(4)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.9% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)           This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)           The shares are held by 2005 Ventures. GP 2005 serves as the sole general partner of  2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

(3)           This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

12



 

 

1

Names of Reporting Persons.
Michael Hunkapiller

 

 

2

Check the Appropriate Box if a Member of a Group*

 

 

(a)

o

 

 

(b)

x (1)

 

 

3

SEC Use Only

 

 

4

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5

Sole Voting Power
0 shares

 

6

Shared Voting Power
1,713,317 shares of Common Stock (2)

 

7

Sole Dispositive Power
0 shares

 

8

Shared Dispositive Power
1,713,317 shares of Common Stock (2)

 

 

9

Aggregate Amount Beneficially Owned by Each Reporting Person
1,713,317 shares of Common Stock (2)

 

 

10

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11

Percent of Class Represented by Amount in Row 9
5.9% (3)

 

 

12

Type of Reporting Person*
IN

 


(1)           This Schedule 13G is filed by Alloy Ventures 2002, L.P. (“2002 Ventures”), Alloy Partners 2002, L.P. (“2002 Partners”), Alloy Ventures 2002, LLC (“GP 2002”), Alloy Ventures 2005, L.P., (“2005 Ventures”), Alloy Ventures 2005, LLC, (“GP 2005”), Craig Taylor (“Taylor”), John Shoch (“Shoch”), Douglas Kelly (“Kelly”), Tony Di Bona (“Di Bona”), Daniel Rubin (“Rubin”), Ammar Hanafi (“Hanafi”), and Michael Hunkapiller (“Hunkapiller” and together with 2002 Ventures, 2002 Partners, GP 2002, 2005 Ventures, GP 2005, Taylor, Shoch, Kelly, Di Bona, Rubin, and Hanafi, collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.  

(2)           The shares are held by 2005 Ventures. GP 2005 serves as the sole general partner of 2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

(3)           This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

13



 

Introductory Note: This Statement on Schedule 13G is filed on behalf of the Reporting Persons, in respect of shares of Common Stock, par value $0.0001 per share (“Common Stock”), of Restoration Robotics, Inc. (the “Issuer”).

 

Item 1

(a)

Name of Issuer:
Restoration Robotics, Inc.

 

Address of Issuer’s Principal Executive Offices:
128 Baytech Drive

San Jose, CA  95134

 

Item 2

(a)

Name of Person(s) Filing:
Alloy Partners 2002, L.P. (“2002 Partners”)

Alloy Ventures 2002, L.P. (“2002 Ventures”)

Alloy Ventures 2002, LLC (“GP 2002”)

Alloy Ventures 2005, L.P. (“2005 Ventures”)

Alloy Ventures 2005, LLC (“GP 2005”)

Craig Taylor (“Taylor”)

John Shoch (“Shoch”)

Douglas Kelly (“Kelly”)

Tony Di Bona (“Di Bona”)

Daniel Rubin (“Rubin”)

Ammar Hanafi (“Hanafi”)

Michael Hunkapiller (“Hunkapiller”)

(b)

Address of Principal Business Office:
c/o Alloy Ventures

1415 Hamilton Avenue

Palo Alto, CA  94301

(c)

Citizenship:

 

 

Entities:

2002 Ventures

California, United States of America

 

 

2002 Partners

California, United States of America

 

 

GP 2002

California, United States of America

 

 

2005 Ventures

-

California, United States of America

 

 

GP 2005

-

California, United States of America

 

 

 

 

 

 

Individuals:

Taylor

-

United States of America

 

 

Shoch

-

United States of America

 

 

Kelly

-

United States of America

 

 

Di Bona

-

United States of America

 

 

Rubin

-

United States of America

 

 

Hanafi

-

United States of America

 

 

Hunkapiller

-

United States of America

(d)

Title of Class of Securities:
Common Stock

(e)

CUSIP Number:
98386L101

 

Item 3

Not applicable.

 

15



 

Item 4

Ownership.

The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2017:

 

Reporting Persons

 

Shares Held 
Directly

 

Sole Voting 
Power

 

Shared 
Voting 
Power

 

Sole 
Dispositive 
Power

 

Shared 
Dispositive 
Power

 

Beneficial 
Ownership

 

Percentage 
of Class (3)

 

2002 Partners

 

45,041

 

0

 

45,041

 

0

 

45,041

 

45,041

 

0.2

%

2002 Ventures

 

1,668,269

 

0

 

1,668,269

 

0

 

1,668,269

 

1,668,269

 

5.8

%

GP 2002 (1)

 

0

 

0

 

1,713,310

 

0

 

1,713,310

 

1,713,310

 

5.9

%

2005 Ventures

 

1,713,317

 

0

 

1,713,317

 

0

 

1,713,317

 

1,713,317

 

5.9

%

GP 2005 (2)

 

0

 

0

 

1,713,317

 

0

 

1,713,317

 

1,713,317

 

5.9

%

Taylor (1)(2)

 

0

 

0

 

3,426,627

 

0

 

3,426,627

 

3,426,627

 

11.8

%

Shoch (1)(2)

 

0

 

0

 

3,426,627

 

0

 

3,426,627

 

3,426,627

 

11.8

%

Kelly (1)(2)

 

0

 

0

 

3,426,627

 

0

 

3,426,627

 

3,426,627

 

11.8

%

Di Bona (1)(2)

 

0

 

0

 

3,426,627

 

0

 

3,426,627

 

3,426,627

 

11.8

%

Rubin (2)

 

0

 

0

 

3,426,627

 

0

 

3,426,627

 

3,426,627

 

11.8

%

Hanafi (2)

 

0

 

0

 

1,713,317

 

0

 

1,713,317

 

1,713,317

 

5.9

%

Hunkapiller (2)

 

0

 

0

 

1,713,317

 

0

 

1,713,317

 

1,713,317

 

5.9

%

 


(1) GP 2002 serves as the sole general partner of 2002 Ventures and 2002 Partners and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Rubin and Di Bona are managing directors of GP 2002 and share voting and dispositive power over the shares held by 2002 Ventures and 2002 Partners.

 

(2) GP 2005 serves as the sole general partner of 2005 Ventures and owns no securities of the Issuer directly.  Taylor, Shoch, Kelly, Di Bona, Rubin, Hanafi and Hunkapiller are managing directors of GP 2005 and share voting and dispositive power over the shares held by 2005 Ventures.

 

(3)  This percentage is calculated based upon 28,930,095 shares of Common Stock outstanding as of October 31, 2017 as set forth in the Issuer’s most recent 10-Q filed with the Securities and Exchange Commission on November 21, 2017.

 

Item 5

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof, the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following:   o

 

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

 

See Items 2(a) and 4.

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9

Notice of Dissolution of Group.

 

Not applicable.

 

 

Item 10

Certification.

 

Not applicable.

 

16



 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2018

 

Alloy Ventures 2002, L.P.

 

 

 

By:

Alloy Ventures 2002, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

 

Alloy Partners 2002, L.P.

 

 

 

By:

Alloy Ventures 2002, LLC

 

Its:

General Partner

 

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

 

Alloy Ventures 2002, LLC

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

 

 

Alloy Ventures 2005, L.P.

 

 

 

By:

Alloy Ventures 2005, LLC

 

Its:

General Partner

 

 

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

 

Managing Director

 

 

 

 

Alloy Ventures 2005, LLC

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Craig Taylor

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

John Shoch

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Douglas Kelly

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Tony Di Bona

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Daniel Rubin

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Ammar Hanafi

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Michael Hunkapiller

 

 

17



 

Exhibit(s):

 

A - Joint Filing Statement

 

18


 

 

 

 

 

 

 


Exhibit A

 

EXHIBIT A

 

JOINT FILING STATEMENT

 

We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Restoration Robotics, Inc. is filed on behalf of each of us.

 

 

Dated: February 13, 2018

 

 

 

Alloy Ventures 2002, L.P.

 

 

 

By: Alloy Ventures 2002, LLC

 

Its: General Partner

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

Alloy Partners 2002, L.P.

 

 

 

By: Alloy Ventures 2002, LLC

 

Its: General Partner

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

 

Alloy Ventures 2002, LLC

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

Alloy Ventures 2005, L.P.

 

 

 

By: Alloy Ventures 2005, LLC

 

Its: General Partner

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

Alloy Ventures 2005, LLC

 

 

 

By:

/s/ Tony Di Bona as attorney-in-fact

 

 

Managing Director

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Craig Taylor

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

John Shoch

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Douglas Kelly

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Tony Di Bona

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Daniel Rubin

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Ammar Hanafi

 

 

 

/s/ Tony Di Bona as attorney-in-fact

 

Michael Hunkapiller